SourcingSourcing

ASHDON INVESTMENT MANAGEMENT, LLC

C41
CRD 130180·SEC 801-68173·TULLAHOMA, TN
AUM
$425.1M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASHDON INVESTMENT MANAGEMENT, LLC
CRD
130180
SEC file #
801-68173
EIN
—
DBA names
—

Economics

AUM
$425.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$220.5M → $425.1M▲ +93%
Client mix
Individuals Other47
Individuals High Net Worth16

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
TULLAHOMA TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
ashdon.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PRUITT, DAVID, WAYNE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
PRUITT, DAVID, WAYNE
DEBATIN, JUNE, BARKER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ASHDON.COM
Rdap Domain Creation Date
2002-05-11T11:30:18Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1918
Soi Zip Pct 200k Plus
0.0412
Soi Zip Returns 200k Plus
500
Soi Zip Total AGI
829,941
Fdic Zip Total Deposits
13,204,542,000
Fdic Zip Branch Count
327
Fdic Zip Top Banks
American City Bank of Tullahoma
Citizens Tri-County Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
American City Bank of TullahomaTullahoma, TN
American City Bank of TullahomaTullahoma, TN
Fdic Zip HHI
774.99
Fdic Zip Top Bank Share Pct
13.57
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-11T11:30:18Z
Rdap Domain Last Changed
2026-05-12T12:51:35Z
Rdap Nameservers
Ns37.domaincontrol.comNs38.domaincontrol.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI45,567
Returns3,610
Stub 2
AGI112,131
Returns3,080
Stub 3
AGI117,885
Returns1,910
Soi Zip Total Business Income
43,227
Soi Zip Total Cap Gains
43,302
Soi Zip Total Dividends
12,423
Soi Zip Total Returns
12,150
Top Owner CRD
4747701
Trust Company Affiliate
No

People (3)

3
PRUITT, DAVID, WAYNE
IAR · Direct Owner · 62.5%
4747701
JUNE BARKER DEBATIN
Direct Owner · 37.5%
4337907
Jennifer Fuller English
IAR
6620821