SourcingSourcing

LESA SROUFE & COMPANY, INC.

A74
CRD 130232·SEC 801-63880·SEATTLE, WA
AUM
$207.3M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$622K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LESA SROUFE & COMPANY, INC.
CRD
130232
SEC file #
801-63880
EIN
—
DBA names
—

Economics

AUM
$207.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$207.3M → $207.3M▬ 0%
Client mix
Individuals High Net Worth221
Individuals Other17

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPublication of periodicals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
sroufeco.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SROUFE, LESA, ANNE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SROUFE, LESA, ANNE
CORRY, SHAUN, ELIZABETH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Website Staleness Score
0.545
Web Signal Quality
ok
Wayback Last Material Change
2025-08-14T19:51:40.000Z
Wayback Snapshot Count
125
Wayback Snapshots Last 12mo
8
Wayback First Snapshot
2004-02-28T02:27:37.000Z
Wayback Last Snapshot
2026-02-09T19:48:07.000Z
Rdap Domain
SROUFECO.COM
Rdap Domain Creation Date
2004-01-26T04:42:33Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3087
Soi Zip Pct 200k Plus
0.1292
Soi Zip Returns 200k Plus
1,030
Soi Zip Total AGI
1,022,204
Fdic Zip Total Deposits
145,981,615,000
Fdic Zip Branch Count
645
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (28)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Charles Schwab2
Fdic Zip Branches Raw
Key Bank of WashingtonSeattle, WA
Key Bank of WashingtonSeattle, WA
Fdic Zip HHI
3241.83
Fdic Zip Top Bank Share Pct
48.65
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-26T04:42:33Z
Rdap Domain Last Changed
2025-11-26T20:39:09Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI20,626
Returns1,690
Stub 2
AGI65,170
Returns1,750
Stub 3
AGI78,913
Returns1,280
Soi Zip Total Business Income
22,541
Soi Zip Total Cap Gains
154,732
Soi Zip Total Dividends
68,210
Soi Zip Total Returns
7,970
Top Owner CRD
1039743
Trust Company Affiliate
No
Wayback Avg Days Between Changes
559.9
Wayback Closest Snapshot Ts
2026-02-09T19:48:07.000Z
Wayback Closest Snapshot Url
http://web.archive.org/web/20260209194807/https://sroufeco.com/
Wayback Distinct Digest Count
15

People (4)

4
SROUFE, LESA, ANNE
IAR · Direct Owner · 87.5%
1039743
CORRY, SHAUN, ELIZABETH
IAR · Direct Owner · 7.5%
5169130
Brett Anderson
IAR
7493051
MICHAEL EDWARD FOSTER
IAR
6869849