SEARLE & CO.

B57
CRD 13035·SEC 801-68574·GREENWICH, CT
AUM
$629.9M
$500M-$1B
Est. Revenue
$6.3M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SEARLE & CO.
CRD
13035
SEC file #
801-68574
EIN
DBA names
Searle & Co.

Economics

AUM
$629.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$275.7M → $629.9M▲ +128%
Client mix
Individuals High Net Worth119
Individuals Other7
Charitable Organizations1

Operations

Employees (total)
13
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
8 advisors → 7 advisors▼ -12%
Primary office
GREENWICH CT
Branches
Count8

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMCommissions

Filings

Latest ADV filing
12/16/2025
ADV-W filed at

Compliance

Disclosures (firm)
2
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SEARLE, ROBERT SOUTHWORTH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SEARLE, ROBERT SOUTHWORTH
COOK, THADDEUS SAJOUS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SEARLECO.COM
Rdap Domain Creation Date
1998-12-15T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
13
Bc Firm Active IA Count
8
Bc Firm IAR Count
13
Custodian Candidates
Full
Pershing4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-14T05:00:00Z
Rdap Domain Last Changed
2023-10-15T06:13:59Z
Rdap Nameservers
Ns6.wixdns.netNs7.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
839312
Trust Company Affiliate
No