SourcingSourcing

FINANCIAL INTEGRITY ADVISORS, LLC

B58
CRD 130458·SEC 801-127951·PHILADELPHIA, PA
AUM
$3.96B
$1B+
Est. Revenue
$39.6M
@ 1% on AUM
Est. EBITDA
$11.9M
@ 30% margin
Est. Deal Value
$95.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL INTEGRITY ADVISORS, LLC
CRD
130458
SEC file #
801-127951
EIN
—
DBA names
—

Economics

AUM
$3.96B
AUM band
$1B+
AUM trajectory
'25'26
$3.52B → $3.96B▲ +12%
Client mix
Individuals Other4
Pension Profit Sharing Plans2
Individuals High Net Worth1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
3 advisors → 1 advisors▼ -67%
Primary office
PHILADELPHIA PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
firmadvisor.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARRIS, PHILIP, MONTIER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HARRIS, PHILIP, MONTIER
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FIRMADVISOR.COM
Rdap Domain Creation Date
2002-08-24T15:02:08Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Bny Mellon2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-08-24T15:02:15Z
Rdap Domain Last Changed
2025-06-25T06:54:51Z
Rdap Nameservers
Ns15.worldnic.comNs16.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1892115
Trust Company Affiliate
No

People (1)

1
HARRIS, PHILIP, MONTIER
IAR · Direct Owner · 87.5%
1892115