SourcingSourcing

FOUR QUADRANT WEALTH ADVISORS, INC.

C31
CRD 130753·SEC 801-126014·CARMEL, IN
AUM
$219.0M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$657K
@ 30% margin
Est. Deal Value
$5.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FOUR QUADRANT WEALTH ADVISORS, INC.
CRD
130753
SEC file #
801-126014
EIN
—
DBA names
—

Economics

AUM
$219.0M
AUM band
$100M-$500M
AUM trajectory
'23'26
$125.2M → $219.0M▲ +75%
Client mix
Individuals High Net Worth62
Individuals Other38

Operations

Employees (total)
34
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'23'26
5 advisors → 6 advisors▲ +20%
Primary office
CARMEL IN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/18/2026
ADV-W filed at
—
Website
instagram.com/fourquadrantsadvisory(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SMITH, JASON, RYAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SMITH, JASON, RYAN
BAXTER, BROGAN, D
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:instagram.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3180180
Trust Company Affiliate
No

People (9)

9
SMITH, JASON, RYAN
IAR · Direct Owner · 87.5%
3180180
BAXTER, BROGAN, D
IAR · Direct Owner · 7.5%
4790947
Bryan Fawcett
IAR
6237897
STACY ALAN PHILLIPS
IAR
4961703
Kal Owen
IAR
7100521
Catherine Cusson
IAR
7775117
William Gregory Chrisman
IAR
7258446
Joel Kristopher Koon
IAR
8264700
Matthew Dwayne Bates
IAR
4916277