SourcingSourcing

STEVEN G. BLUM AND ASSOCIATES, LLC

B54
CRD 130807·SEC 801-122860·SWARTHMORE, PA
AUM
$180.2M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$541K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STEVEN G. BLUM AND ASSOCIATES, LLC
CRD
130807
SEC file #
801-122860
EIN
—
DBA names
—

Economics

AUM
$180.2M
AUM band
$100M-$500M
AUM trajectory
'22'26
$121.1M → $180.2M▲ +49%
Client mix
Individuals High Net Worth51
Individuals Other19

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
SWARTHMORE PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
stevengblum.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BLUM, STEVEN, G.
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BLUM, STEVEN, G.
BONFINI, MARY, QUINN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STEVENGBLUM.COM
Rdap Domain Creation Date
2001-08-28T19:35:49Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4549
Soi Zip Pct 200k Plus
0.2132
Soi Zip Returns 200k Plus
970
Soi Zip Total AGI
792,498
Fdic Zip Total Deposits
3,848,498,000
Fdic Zip Branch Count
57
Fdic Zip Top Banks
PNC Bank, National Association
The Bryn Mawr Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Fdic Zip Branches Raw
First Keystone Federal Savings BankSwarthmore, PA
PNC Bank, National AssociationSwarthmore, PA
Fdic Zip HHI
4386.1
Fdic Zip Top Bank Share Pct
62.55
Fdic Zip Year
2022
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-28T19:35:46Z
Rdap Domain Last Changed
2025-08-13T07:49:39Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI8,904
Returns880
Stub 2
AGI21,970
Returns580
Stub 3
AGI35,457
Returns570
Soi Zip Total Business Income
24,921
Soi Zip Total Cap Gains
62,338
Soi Zip Total Dividends
31,692
Soi Zip Total Returns
4,550
Top Owner CRD
4572091
Trust Company Affiliate
No

People (2)

2
BLUM, STEVEN, G.
IAR · Direct Owner · 87.5%
4572091
BONFINI, MARY, QUINN
IAR · Direct Owner · 7.5%
4770170