SourcingSourcing

COMPASS FINANCIAL GROUP, INC.

B52
CRD 130867·SEC 801-130710·DUBLIN, OH
AUM
$148.8M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$446K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COMPASS FINANCIAL GROUP, INC.
CRD
130867
SEC file #
801-130710
EIN
590939528
DBA names
—

Economics

AUM
$148.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$128.4M → $148.8M▲ +16%
Client mix
Individuals High Net Worth101
Individuals Other57

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
DUBLIN OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/09/2026
ADV-W filed at
—
Website
linkedin.com/company/compass-financial-group-llc/about(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MENGES, MARK, ALAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MENGES, MARK, ALAN
JOHNSON, GREGORY, R
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:compass.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001666910
Edgar Registered
Yes
Edgar Filing Count
46
Edgar First Filing Date
2016-02-16
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
44
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001666910-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
665 SE 10TH STREETSUITE 202DEERFIELD BEACH, FL 33441
Business
665 SE 10TH STREETSUITE 202DEERFIELD BEACH, FL 33441
Edgar EIN
590939528
Edgar Recent Filings
13F-HR2026-05-05 · 0001666910-26-000003
13F-HR2026-02-05 · 0001666910-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2875507
Trust Company Affiliate
No

People (2)

2
MENGES, MARK, ALAN
IAR · Direct Owner · 87.5%
2875507
JOHNSON, GREGORY, R
IAR · Direct Owner · 17.5%
5178491