RICHARDSON CAPITAL MANAGEMENT, LLC

CRD

130985

SEC file #

801-63149

EIN

760755762

DBA names

—

Economics

AUM

$582.2M

AUM band

$500M-$1B

AUM trajectory

'20 · $227.1M

'21 · $285.2M

'22 · $365.6M

'23 · $417.0M

'25 · $526.5M

'26 · $582.2M

'20'26

$227.1M → $582.2M▲ +156%

sec adv history

Client mix

Individuals High Net Worth	153
Individuals Other	108
Charitable Organizations	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 4 advisors

'21 · 6 advisors

'22 · 6 advisors

'23 · 6 advisors

'25 · 7 advisors

'26 · 7 advisors

'20'26

4 advisors → 7 advisors▲ +75%

sec adv history

Primary office

MENOMONEE FALLS WI

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsOther Advisory Services

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/24/2026

ADV-W filed at

—

Website

richardson-financial.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PLR IRREVOCABLE TRUST

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

PLR IRREVOCABLE TRUST

SPR IRREVOCABLE TRUST

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

RICHARDSON-FINANCIAL.COM

Rdap Domain Creation Date

1999-12-21T18:29:26Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001621646

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-02-13

Edgar Last Filing Date

2026-05-12

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-12

Accession0001621646-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.359

Soi Zip Pct 200k Plus

0.1137

Soi Zip Returns 200k Plus

2,330

Soi Zip Total AGI

2,155,987

Fdic Zip Total Deposits

25,165,760,000

Fdic Zip Branch Count

462

Fdic Zip Top Banks

Associated Bank, National Association

M&I Marshall and Ilsley Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

W134 N8688 EXECUTIVE PARKWAYMENOMONEE FALLS, WI 53051

Business

W134 N8688 EXECUTIVE PARKWAYMENOMONEE FALLS, WI 53051

Edgar EIN

760755762

Edgar Recent Filings

13F-HR2026-05-12 · 0001621646-26-000002

13F-HR2026-01-30 · 0001621646-26-000001

Fdic Zip Branches Raw

Associated Bank Menomonee FallsMenomonee Falls, WI

Fdic Zip HHI

669.84

Fdic Zip Top Bank Share Pct

14.78

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-12-21T18:29:25Z

Rdap Domain Last Changed

2025-05-27T13:37:06Z

Rdap Nameservers

Ns49.domaincontrol.comNs50.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	47,281
Returns	4,170

Stub 2

AGI	130,771
Returns	3,450

Stub 3

AGI	198,978
Returns	3,200

Soi Zip Total Business Income

56,399

Soi Zip Total Cap Gains

57,917

Soi Zip Total Dividends

46,977

Soi Zip Total Returns

20,500

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