SourcingSourcing

ADIRONDACK RESEARCH & MANAGEMENT INC.

A66
CRD 130987·SEC 801-63015·GUILDERLAND, NY
AUM
$126.1M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$378K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ADIRONDACK RESEARCH & MANAGEMENT INC.
CRD
130987
SEC file #
801-63015
EIN
201993634
DBA names
—

Economics

AUM
$126.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$215.0M → $126.1M▼ -41%
Client mix
Individuals Other81
Individuals High Net Worth3
Investment Companies1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
GUILDERLAND NY
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
adirondackfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
REINER, MATTHEW, PATRICK
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
REINER, MATTHEW, PATRICK
ROEDER, GREGORY, ALEXANDER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ADIRONDACKFUNDS.COM
Rdap Domain Creation Date
2004-07-15T16:14:25Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001311981
Edgar Registered
Yes
Edgar Filing Count
341
Edgar First Filing Date
2004-12-28
Edgar Last Filing Date
2026-04-01
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2015-11-10
Accession0001162044-15-001166

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2727
Soi Zip Pct 200k Plus
0.0661
Soi Zip Returns 200k Plus
160
Soi Zip Total AGI
235,277
Fdic Zip Total Deposits
11,824,048,000
Fdic Zip Branch Count
248
Fdic Zip Top Banks
Keybank National Association
KeyBank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
2390 WESTERN AVENUEGUILDERLAND, NY 12084
Business
2390 WESTERN AVENUEGUILDERLAND, NY 12084
Edgar EIN
201993634
Edgar Recent Filings
40-17G2026-04-01 · 0001162044-26-000300
NPORT-P2026-02-27 · 0001162044-26-000183
Fdic Zip Branches Raw
First National Bank of ScotiaWestmere, NY
Albany Savings Bank, FSBGuilderland, NY
Fdic Zip HHI
866.65
Fdic Zip Top Bank Share Pct
15.26
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-15T16:14:25Z
Rdap Domain Last Changed
2026-05-20T15:08:09Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI5,387
Returns440
Stub 2
AGI18,131
Returns480
Stub 3
AGI31,371
Returns500
Soi Zip Total Business Income
4,967
Soi Zip Total Cap Gains
11,055
Soi Zip Total Dividends
4,704
Soi Zip Total Returns
2,420
Top Owner CRD
1981548
Trust Company Affiliate
No

People (3)

3
REINER, MATTHEW, PATRICK
Direct Owner · 62.5%
1981548
ROEDER, GREGORY, ALEXANDER
Direct Owner · 62.5%
3006313
BECKER, JARROD, HALL
Executive Officer · 2.5%
6316926