SourcingSourcing

SNOW FINANCIAL MANAGEMENT, LLC

A72
CRD 131068·SEC 801-63360
AUM
$97.6M
$25M-$100M
Est. Revenue
$976K
@ 1% on AUM
Est. EBITDA
$293K
@ 30% margin
Est. Deal Value
$2.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SNOW FINANCIAL MANAGEMENT, LLC
CRD
131068
SEC file #
801-63360
EIN
—
DBA names
—

Economics

AUM
$97.6M
AUM band
$25M-$100M
AUM trajectory
'20'26
$147.2M → $97.6M▼ -34%
Client mix
Individuals High Net Worth35
Individuals Other15

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/28/2026
ADV-W filed at
—
Website
snowfinancialmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SNOW, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SNOW, MICHAEL
SNOW, MARK
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SNOWFINANCIALMANAGEMENT.COM
Rdap Domain Creation Date
2006-07-14T14:54:07Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
Wix.com Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Firm Has Custody
Yes
Rdap Domain Expiration Date
2026-07-14T14:54:07Z
Rdap Domain Last Changed
2026-03-16T13:09:48Z
Rdap Nameservers
Ns2.wixdns.netNs3.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2196395
Trust Company Affiliate
No

People (3)

3
SNOW, MICHAEL
IAR · Direct Owner · 87.5%
2196395
SNOW, MARK
IAR · Executive Officer · 2.5%
4397150
IRENE CHARLOTTE HECHT
IAR
6188750