MODERN CAPITAL ADVISORS, LLC

CRD

131117

SEC file #

801-72611

EIN

260354446

DBA names

—

Economics

AUM

$254.8M

AUM band

$100M-$500M

AUM trajectory

'20 · $100.2M

'21 · $100.2M

'22 · $142.3M

'23 · $142.3M

'25 · $285.4M

'26 · $254.8M

'20'26

$100.2M → $254.8M▲ +154%

sec adv history

Client mix

Individuals Other	1,188
Individuals High Net Worth	33

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 37 advisors

'21 · 37 advisors

'22 · 38 advisors

'23 · 38 advisors

'25 · 24 advisors

'26 · 18 advisors

'20'26

37 advisors → 18 advisors▼ -51%

sec adv history

Primary office

RALEIGH NC

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisers

Fee basis

% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing

04/02/2026

ADV-W filed at

—

Website

moderncap.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

Carrigan, Christopher

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

Carrigan, Christopher

CHAMBERS, ASHLEY, BROOK

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

MODERNCAP.COM

Rdap Domain Creation Date

2007-10-07T14:26:53Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001456377

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2009-02-17

Edgar Last Filing Date

2009-08-14

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2009-08-14

Accession0001013594-09-001532

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3104

Soi Zip Pct 200k Plus

0.1113

Soi Zip Returns 200k Plus

1,180

Soi Zip Total AGI

1,140,343

Fdic Zip Total Deposits

8,572,410,000

Fdic Zip Branch Count

122

Fdic Zip Top Banks

Bank of America, National Association

Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

45 ROCKEFELLER PLAZA, 31ST FLOORNEW YORK, NY 10111

Business

45 ROCKEFELLER PLAZA, 31ST FLOORNEW YORK, NY 10111

Edgar EIN

260354446

Edgar Recent Filings

13F-HR2009-08-14 · 0001013594-09-001532

13F-HR2009-05-14 · 0001214659-09-001236

Fdic Zip Branches Raw

First-Citizens Bank & Trust CompanyRaleigh, NC

Fdic Zip HHI

2061.11

Fdic Zip Top Bank Share Pct

32.75

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-10-07T14:26:53Z

Rdap Domain Last Changed

2025-09-22T15:12:10Z

Rdap Nameservers

Clay.ns.cloudflare.comGracie.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	25,022
Returns	2,020

Stub 2

AGI	81,862
Returns	2,180

Stub 3

AGI	113,288
Returns	1,840

Soi Zip Total Business Income

28,667

Soi Zip Total Cap Gains

76,860

Soi Zip Total Dividends

19,034

Soi Zip Total Returns

10,600

Top Owner CRD

7895285

Trust Company Affiliate