SourcingSourcing

ABG CONSULTANTS, LLC

C44
CRD 131129·SEC 801-69619·COTTONWOOD HEIGHTS, UT
AUM
$697.4M
$500M-$1B
Est. Revenue
$7.0M
@ 1% on AUM
Est. EBITDA
$2.1M
@ 30% margin
Est. Deal Value
$16.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ABG CONSULTANTS, LLC
CRD
131129
SEC file #
801-69619
EIN
—
DBA names
Abg Consultants

Economics

AUM
$697.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$318.3M → $697.4M▲ +119%
Client mix
Individuals Other1,586
Pension Profit Sharing Plans284
Individuals High Net Worth14
State Or Municipal Govt1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
5 advisors → 3 advisors▼ -40%
Primary office
COTTONWOOD HEIGHTS UT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/17/2026
ADV-W filed at
—
Website
consultabg.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROCKY MOUNTAIN EMPLOYEE BENEFITS,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
ROCKY MOUNTAIN EMPLOYEE BENEFITS,
COLUZZI, MICHAEL, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CONSULTABG.COM
Rdap Domain Creation Date
2004-03-22T18:53:35Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
8
Form 5500 Total Compensation
442,882
Form 5500 Compensation Trajectory 3y
2025442,882
Form 5500 Plan Count Trajectory 3y
20258
Schedule C Total Compensation
442,882
Schedule C Service Provider Rows
8

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2027-03-22T17:53:35Z
Rdap Domain Last Changed
2026-03-23T12:15:53Z
Rdap Nameservers
Ns1-09.azure-dns.comNs2-09.azure-dns.netNs3-09.azure-dns.orgNs4-09.azure-dns.info
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (7)

7
MAUTZ, CHRISTOPHER, A
IAR · Executive Officer · 2.5%
5014170
COLUZZI, MICHAEL, ROBERT
Executive Officer · 2.5%
7359363
Scott Bishop David
Executive Officer · 2.5%
1852214
JAMES RUSSELL HADAWAY
Executive Officer · 2.5%
3070075
PETER ANTHONY MESSINA
IAR
6441267
TABITHA ANN GARREFFA
IAR
6156643
Ryan Knebel
IAR
5450374