SourcingSourcing

GOODWIN INVESTMENT ADVISORY, LLC

C28
CRD 131193·SEC 801-117942·WOODSTOCK, GA
AUM
$397.0M
$100M-$500M
Est. Revenue
$4.0M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GOODWIN INVESTMENT ADVISORY, LLC
CRD
131193
SEC file #
801-117942
EIN
—
DBA names
Goodwin Investment Advisory

Economics

AUM
$397.0M
AUM band
$100M-$500M
AUM trajectory
'21'26
$103.0M → $397.0M▲ +285%
Client mix
Individuals Other279
Individuals High Net Worth118
Pension Profit Sharing Plans5

Operations

Employees (total)
13
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'21'26
4 advisors → 6 advisors▲ +50%
Primary office
WOODSTOCK GA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/goodwin-investment-advisory(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GOODWIN, TIMOTHY, JOHN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
12
Control Persons
GOODWIN, TIMOTHY, JOHN
Goodwin, Maureen, Elizabeth
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4743635
Trust Company Affiliate
No

People (14)

14
GOODWIN, TIMOTHY, JOHN
IAR · Direct Owner · 62.5%
4743635
Goodwin, Maureen, Elizabeth
Direct Owner · 17.5%
6777467
BECKFORD, JOSEPH, M
IAR · Direct Owner · 7.5%
5899681
Brown, Raymond
IAR · Executive Officer · 2.5%
7604484
Pitcock, Justin
IAR · Executive Officer · 2.5%
6991324
HUGO, HERMAN, Pieter Malan
IAR · Executive Officer · 2.5%
8065378
Sullivan, Coby, Robert
IAR · Executive Officer · 2.5%
7810909
SHARON BRYAN BREWER
Executive Officer · 2.5%
6256993
BRUE, TARA
Executive Officer · 2.5%
8065375
HOWARD, JOANNA, LESLIE
Executive Officer · 2.5%
6370767
PEACOCK, CHRISTY
Executive Officer · 2.5%
8065373
TREGO, CHRISTY
Executive Officer · 2.5%
8065377
Reid Trego
IAR
7472831
VERONICA ESTRADA DIBBLE
IAR
5147843