SourcingSourcing

INCA INVESTMENTS, LLC

C44
CRD 131194·SEC 801-63234·MIAMI, FL
AUM
$569.6M
$500M-$1B
Est. Revenue
$5.7M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INCA INVESTMENTS, LLC
CRD
131194
SEC file #
801-63234
EIN
000000000
DBA names
—

Economics

AUM
$569.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$906.5M → $569.6M▼ -37%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
9
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
7 advisors → 7 advisors▬ 0%
Primary office
MIAMI FL
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/14/2026
ADV-W filed at
—
Website
incainvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FXD HOLDINGS, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
FXD HOLDINGS, LLC
BORENSTEIN, DAVID, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INCAINVESTMENTS.COM
Rdap Domain Creation Date
2005-05-05T13:43:05Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
25,036
Form 5500 Compensation Trajectory 3y
202525,036
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
25,036
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001489660
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2010-04-20
Edgar Last Filing Date
2026-03-20
Edgar Form D Count
17
Edgar Form D Offerings
2026-03-202026-03-20 · 0001489660-26-000001
2025-03-202025-03-20 · 0001489660-25-000001
Edgar Former Names
INCA Latin American Small Cap Offshore Fund, Ltd.

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
State Street8
E*trade4
Edgar Addresses
Mailing
C/O INCA INVESTMENTS, LLC78 SW 7TH STREET, SUITE 800MIAMI, FL 33130
Business
C/O INCA INVESTMENTS, LLC78 SW 7TH STREET, SUITE 800MIAMI, FL 33130
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-03-20 · 0001489660-26-000001
D/A2025-03-20 · 0001489660-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2032-05-05T13:43:05Z
Rdap Domain Last Changed
2026-05-06T11:14:31Z
Rdap Nameservers
Ns75.domaincontrol.comNs76.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
BORENSTEIN, DAVID, MICHAEL
Direct Owner · 7.5%
6620025
CHAVEZ, EFRAIN, MARTIN
Direct Owner · 7.5%
2898663
JERONIMO DE GUZMAN
Direct Owner · 7.5%
5164978
Maclovio Pina-Velasco
IAR
8197184