SourcingSourcing

TIMBERCHASE FINANCIAL, LLC

C28
CRD 131205·SEC 801-119050·HOOVER, AL
AUM
$280.2M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$841K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TIMBERCHASE FINANCIAL, LLC
CRD
131205
SEC file #
801-119050
EIN
—
DBA names
—

Economics

AUM
$280.2M
AUM band
$100M-$500M
AUM trajectory
'21'26
$113.6M → $280.2M▲ +147%
Client mix
Individuals High Net Worth93
Individuals Other33

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'21'26
3 advisors → 3 advisors▬ 0%
Primary office
HOOVER AL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TIMBERCHASE TRUST
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
TIMBERCHASE TRUST
Moore, James, Tyler
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:timberchase.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
5,861
Form 5500 Compensation Trajectory 3y
20255,861
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
5,861
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
Moore, James, Tyler
IAR · Direct Owner · 37.5%
7289051
LENZ, KATIE, ANNE
IAR · Direct Owner · 17.5%
5673717
HANCOCK, BRYAN, DAVID
IAR · Executive Officer · 2.5%
4784725
Peyton Nelon Watts
IAR
7647606