SourcingSourcing

COMPASS INVESTMENT ADVISERS, LLC

A72
CRD 131933·SEC 801-131278·PORTLAND, OR
AUM
$110.5M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$332K
@ 30% margin
Est. Deal Value
$2.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COMPASS INVESTMENT ADVISERS, LLC
CRD
131933
SEC file #
801-131278
EIN
870727065
DBA names
—

Economics

AUM
$110.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$103.1M → $110.5M▲ +7%
Client mix
Individuals Other47
Individuals High Net Worth25

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
compassadv.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VERMILYA, PAUL, FRANCIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
VERMILYA, PAUL, FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COMPASSADV.NET
Rdap Domain Creation Date
2013-10-02T20:58:11Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
DreamHost, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002063600
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-04-09
Edgar Last Filing Date
2025-04-09
Edgar 13f Count
1
Edgar 13f Latest AUM Estimate
Filing Date2025-04-09
Accession0002063600-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4475 SW SCHOLLS FERRY RDSUITE 270PORTLAND, OR 97225
Business
4475 SW SCHOLLS FERRY RDSUITE 270PORTLAND, OR 97225
Edgar EIN
870727065
Edgar Recent Filings
13F-HR2025-04-09 · 0002063600-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-02T20:58:11Z
Rdap Domain Last Changed
2025-09-01T07:51:24Z
Rdap Nameservers
Ns1.siteground.netNs2.siteground.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1235866
Trust Company Affiliate
No

People (2)

2
VERMILYA, PAUL, FRANCIS
IAR · Direct Owner · 87.5%
1235866
JEANNIE ESTHER MATZA
IAR
3231019