SourcingSourcing

CIM, LLC

B54
CRD 132136·SEC 801-63553·ALBANY, NY
AUM
$804.3M
$500M-$1B
Est. Revenue
$8.0M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$19.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CIM, LLC
CRD
132136
SEC file #
801-63553
EIN
810637750
DBA names
Curran Wealth Management

Economics

AUM
$804.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$338.0M → $804.3M▲ +138%
Client mix
Individuals Other201
Individuals High Net Worth168
Charitable Organizations7
Corporations5
Pension Profit Sharing Plans3

Operations

Employees (total)
12
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
10 advisors → 10 advisors▬ 0%
Primary office
ALBANY NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMPerformance-based fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CURRAN, THOMAS, JOSEPH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CURRAN, THOMAS, JOSEPH
CURRAN, KEVIN, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:cim.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001364725
Edgar Registered
Yes
Edgar Filing Count
90
Edgar First Filing Date
2006-08-14
Edgar Last Filing Date
2026-05-18
Edgar 13f Count
88
Edgar 13f Latest AUM Estimate
Filing Date2026-05-18
Accession0001364725-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab7
Fidelity5
E*trade4
Interactive Brokers2
Edgar Addresses
Mailing
30 S. PEARL STREET, 9TH FLOORALBANY, NY 12207
Business
30 S. PEARL STREET, 9TH FLOORALBANY, NY 12207
Edgar EIN
810637750
Edgar Recent Filings
13F-HR2026-05-18 · 0001364725-26-000002
13F-HR2026-02-18 · 0001364725-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
59035
Trust Company Affiliate
No

People (3)

3
CURRAN, THOMAS, JOSEPH
IAR · Direct Owner · 87.5%
59035
CURRAN, KEVIN, THOMAS
IAR · Executive Officer · 2.5%
2877993
Derek G Gray
IAR
4897218