SourcingSourcing

MCDERMOTT INVESTMENT ADVISORS, LLC

A67
CRD 132221·SEC 801-79404·NAPLES, FL
AUM
$203.3M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$610K
@ 30% margin
Est. Deal Value
$4.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MCDERMOTT INVESTMENT ADVISORS, LLC
CRD
132221
SEC file #
801-79404
EIN
306507124
DBA names
—

Economics

AUM
$203.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$201.0M → $203.3M▲ +1%
Client mix
Individuals High Net Worth480
Individuals Other138

Operations

Employees (total)
10
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
11 advisors → 10 advisors▼ -9%
Primary office
NAPLES FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesCommissionsOther Compensation

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
mcdermottadvisors.com

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCDERMOTT, DEAN, PATRICK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MCDERMOTT, DEAN, PATRICK
MCDERMOTT, KATHLEEN, KOVACS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MCDERMOTTADVISORS.COM
Rdap Domain Creation Date
2004-08-05T19:56:14Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001660870
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2016-01-07
Edgar Last Filing Date
2016-03-08
Edgar Form D Count
4
Edgar Form D Offerings
2016-03-082016-03-08 · 0001660870-16-000004
2016-02-112016-02-11 · 0001660870-16-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
E*trade4
Hilltop Securities2
State Street1
Edgar Addresses
Mailing
30 E 7TH STREET SUITE 1300ST. PAUL, MN 55101
Business
30 E 7TH STREET SUITE 1300ST. PAUL, MN 55101
Edgar EIN
306507124
Edgar Recent Filings
D/A2016-03-08 · 0001660870-16-000004
D/A2016-02-11 · 0001660870-16-000003
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2026-08-05T19:56:14Z
Rdap Domain Last Changed
2023-08-06T16:34:15Z
Rdap Nameservers
Ns27.domaincontrol.comNs28.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1731834
Trust Company Affiliate
No

People (10)

10
MCDERMOTT, DEAN, PATRICK
IAR · Direct Owner · 87.5%
1731834
MCDERMOTT, KATHLEEN, KOVACS
IAR · Executive Officer · 2.5%
4928511
JOHN PHILIP CITO
IAR
724521
MARK RICHARD BARAN
IAR
870541
Robert Bosch
IAR
7224414
Robert Alan Horning
IAR
2311640
ANDREW FRANCIS AIGNER
IAR
3247019
Anthony Robert Correnti
IAR
1364055
David McDermott
IAR
7345940
PETER SHAW
IAR
1198351