SourcingSourcing

JACKSON FINANCIAL SERVICES, LLC

C40
CRD 132252·SEC 801-63379·MT. PLEASANT, SC
AUM
$498.1M
$100M-$500M
Est. Revenue
$5.0M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JACKSON FINANCIAL SERVICES, LLC
CRD
132252
SEC file #
801-63379
EIN
260676113
DBA names
—

Economics

AUM
$498.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$196.9M → $498.1M▲ +153%
Client mix
Individuals Other377
Individuals High Net Worth174
Pension Profit Sharing Plans6

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
MT. PLEASANT SC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
jacksonfinancial.org

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOISE, ROBERT, MASON NETTLES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MOISE, ROBERT, MASON NETTLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
jacksonfinancial.org
Rdap Domain Creation Date
1999-10-11T22:23:06Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001473643
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2009-10-19
Edgar Last Filing Date
2009-10-19
Edgar Form D Count
1
Edgar Form D Offerings
2009-10-192009-10-19 · 0001095449-09-000246

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
940 JOHNNIE DODDS BLVD.MT. PLEASANT, SC 29464
Business
940 JOHNNIE DODDS BLVD.MT. PLEASANT, SC 29464
Edgar EIN
260676113
Edgar Recent Filings
D2009-10-19 · 0001095449-09-000246
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-10-11T22:23:06Z
Rdap Domain Last Changed
2025-11-25T22:23:54.215Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2611317
Trust Company Affiliate
No

People (2)

2
MOISE, ROBERT, MASON NETTLES
IAR · Direct Owner · 87.5%
2611317
BRUSKO, MICHAEL, JAMES
IAR
5689930