SourcingSourcing

BASSO CAPITAL MANAGEMENT, L.P.

C32
CRD 132311·SEC 801-64130·STAMFORD, CT
AUM
$2.56B
$1B+
Est. Revenue
$25.6M
@ 1% on AUM
Est. EBITDA
$7.7M
@ 30% margin
Est. Deal Value
$61.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BASSO CAPITAL MANAGEMENT, L.P.
CRD
132311
SEC file #
801-64130
EIN
000000000
DBA names
—

Economics

AUM
$2.56B
AUM band
$1B+
AUM trajectory
'20'26
$523.5M → $2.56B▲ +389%
Client mix
Individuals High Net Worth66
Individuals Other48
Pooled Investment Vehicles1

Operations

Employees (total)
12
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
bassocap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NELSON, DWIGHT, CARLTON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
NELSON, DWIGHT, CARLTON
BASSO GP, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BASSOCAP.COM
Rdap Domain Creation Date
2003-11-18T20:24:38Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001472431
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2009-09-17
Edgar Last Filing Date
2012-01-03
Edgar Form D Count
3
Edgar Form D Offerings
2012-01-032012-01-03 · 0001503362-12-000003
2010-10-182010-10-18 · 0001503358-10-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Fidelity4
Pershing4
E*trade4
Edgar Addresses
Mailing
BASSO CAPITAL MANAGEMENT, L.P.1266 EAST MAIN STREETSTAMFORD, CT 06902
Business
BASSO CAPITAL MANAGEMENT, L.P.1266 EAST MAIN STREETSTAMFORD, CT 06902
Edgar EIN
000000000
Edgar Recent Filings
D/A2012-01-03 · 0001503362-12-000003
D/A2010-10-18 · 0001503358-10-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-18T20:24:38Z
Rdap Domain Last Changed
2025-11-19T18:00:45Z
Rdap Nameservers
Pdns03.domaincontrol.comPdns04.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2348336
Trust Company Affiliate
Yes

People (6)

6
NELSON, DWIGHT, CARLTON
Direct Owner · 87.5%
2348336
BOWLEY, STEPHEN, MITCHELL
Executive Officer · 2.5%
5736736
SEIDENBERG, MARC, ALAN
Executive Officer · 2.5%
5736719
ROHAN RAMESH NAYAK
IAR
6066126
JANET MARIE BROWN
IAR
838427
Mark Dea
IAR
7904745