SourcingSourcing

O'ROURKE & COMPANY, INCORPORATED

B61
CRD 132481·SEC 801-64660·BOSTON, MA
AUM
$555.1M
$500M-$1B
Est. Revenue
$5.6M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
O'ROURKE & COMPANY, INCORPORATED
CRD
132481
SEC file #
801-64660
EIN
—
DBA names
—

Economics

AUM
$555.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$346.3M → $555.1M▲ +60%
Client mix
Individuals High Net Worth494
Individuals Other86

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
12/03/2025
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OROURKE, BRIAN, CHRISTOPHER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
OROURKE, BRIAN, CHRISTOPHER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
72,981
Form 5500 Compensation Trajectory 3y
202572,981
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
72,981
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity2
State Street1
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1030442
Trust Company Affiliate
No

People (3)

3
OROURKE, BRIAN, CHRISTOPHER
IAR · Direct Owner · 87.5%
1030442
GREER, TANNER, WAYNE
IAR
6634712
DEVIN DWYER O'ROURKE
IAR
5932360