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VESTPOINTE WEALTH MANAGEMENT, LLC

C44
CRD 132591·SEC 801-122250·SCOTTSDALE, AZ
AUM
$165.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$497K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VESTPOINTE WEALTH MANAGEMENT, LLC
CRD
132591
SEC file #
801-122250
EIN
—
DBA names
—

Economics

AUM
$165.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$108.0M → $165.8M▲ +54%
Client mix
Individuals Other45
Individuals High Net Worth44
Pension Profit Sharing Plans20
Corporations7

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
2 advisors → 3 advisors▲ +50%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
x.com/vestpointe

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCCABE, JOSEPH, IGNATIUS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MCCABE, JOSEPH, IGNATIUS
MCCABE, MICHELE, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:vestpointe.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity12
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4555127
Trust Company Affiliate
No

People (2)

2
MCCABE, JOSEPH, IGNATIUS
IAR · Direct Owner · 62.5%
4555127
MCCABE, MICHELE, MARIE
IAR · Direct Owner · 62.5%
2037282