NFC INVESTMENTS, LLC

B57
CRD 132844·SEC 801-63560·MEMPHIS, TN
AUM
$2.14B
$1B+
Est. Revenue
$21.4M
@ 1% on AUM
Est. EBITDA
$6.4M
@ 30% margin
Est. Deal Value
$51.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NFC INVESTMENTS, LLC
CRD
132844
SEC file #
801-63560
EIN
202105076
DBA names

Economics

AUM
$2.14B
AUM band
$1B+
AUM trajectory
'20'26
$1.37B → $2.14B▲ +56%
Client mix
Individuals High Net Worth126
Insurance Companies13
Corporations13
Pooled Investment Vehicles5

Operations

Employees (total)
9
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
MEMPHIS TN
Branches

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/06/2026
ADV-W filed at

Compliance

Disclosures (firm)
2
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SLATERY, CHARLES, KYLE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
SLATERY, CHARLES, KYLE
THOMPSON, WILLIAM, VAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NFCINVESTMENTS.COM
Rdap Domain Creation Date
2007-12-21T17:05:06Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001316018
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2005-01-27
Edgar Last Filing Date
2020-04-08
Edgar Form D Count
3
Edgar Form D Offerings
2020-04-082020-04-08 · 0001567619-20-007681
2018-12-112018-12-11 · 0001567619-18-007667

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Raymond James16
E*trade4
Edgar Addresses
Mailing
SUITE 200501 SOUTH MENDENHALL ROADMEMPHIS, TN 38117
Business
SUITE 200501 SOUTH MENDENHALL ROADMEMPHIS, TN 38117
Edgar EIN
202105076
Edgar Recent Filings
D/A2020-04-08 · 0001567619-20-007681
D/A2018-12-11 · 0001567619-18-007667
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-21T17:05:06Z
Rdap Domain Last Changed
2025-12-22T17:06:58Z
Rdap Nameservers
Ns19.domaincontrol.comNs20.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1024580
Trust Company Affiliate
No