SourcingSourcing

SMITH, BROWN & GROOVER, INC.

B59
CRD 1329·SEC 801-117531·MACON, GA
AUM
$284.2M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$852K
@ 30% margin
Est. Deal Value
$6.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SMITH, BROWN & GROOVER, INC.
CRD
1329
SEC file #
801-117531
EIN
—
DBA names
Smith, Brown & Groover Inc. D/b/a Sbg Wealth Management

Economics

AUM
$284.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$109.0M → $284.2M▲ +161%
Client mix
Individuals Other398
Individuals High Net Worth79
Corporations4

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
6 advisors → 5 advisors▼ -17%
Primary office
MACON GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
sbgwealth.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SMITH, RAYMOND HILL JR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
SMITH, RAYMOND HILL JR
GAITHER, THOMAS DEWITT JR.
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SBGWEALTH.COM
Rdap Domain Creation Date
2014-09-27T18:18:40Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
45,801
Form 5500 Compensation Trajectory 3y
202545,801
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
45,801
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
3
Bc Firm IAR Count
7
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-27T18:18:40Z
Rdap Domain Last Changed
2025-07-29T07:07:12Z
Rdap Nameservers
Ns25.worldnic.comNs26.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
731506
Trust Company Affiliate
No

People (7)

7
SMITH, RAYMOND HILL JR
IAR · Direct Owner · 87.5%
731506
BARFIELD, THOMAS EARL JR
IAR · Executive Officer · 2.5%
4518997
EDWARDS, HOLLI COX
IAR · Executive Officer · 2.5%
5967474
GAITHER, THOMAS DEWITT JR.
IAR · Executive Officer · 2.5%
6007486
RANDALL OWEN NORRIS
IAR
4008803
TIM DAVIDSON HEMINGWAY
IAR
5013252
NANCY DURKEE WILKERSON
IAR
5870336