LEGACY INVESTMENT PARTNERS, LLC

C43
CRD 133014·SEC 801-63567·OVERLAND PARK, KS
AUM
$403.1M
$100M-$500M
Est. Revenue
$4.0M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEGACY INVESTMENT PARTNERS, LLC
CRD
133014
SEC file #
801-63567
EIN
394851234
DBA names

Economics

AUM
$403.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$104.1M → $403.1M▲ +287%
Client mix
Individuals Other144
Individuals High Net Worth72
Charitable Organizations6
Corporations1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
OVERLAND PARK KS
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/06/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAKER, DAVID, LAWRENCE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BAKER, DAVID, LAWRENCE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LEGACYIP.COM
Rdap Domain Creation Date
2004-09-27T22:13:32Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002098354
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-12-30
Edgar Last Filing Date
2025-12-30
Edgar Form D Count
1
Edgar Form D Offerings
2025-12-302025-12-30 · 0000912282-25-001470

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
95 SOUTH STATE STREET SUITE 2190SALT LAKE CITY, UT 84111
Business
95 SOUTH STATE STREET SUITE 2190SALT LAKE CITY, UT 84111
Edgar EIN
394851234
Edgar Recent Filings
D2025-12-30 · 0000912282-25-001470
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-09-27T22:13:32Z
Rdap Domain Last Changed
2025-09-02T17:19:06Z
Rdap Nameservers
Ns1.dnsbycomodo.netNs2.dnsbycomodo.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2992141
Trust Company Affiliate
No