SourcingSourcing

PARATUS FINANCIAL, INC.

C47
CRD 133361·SEC 801-63703·DALLAS, TX
AUM
$757.4M
$500M-$1B
Est. Revenue
$7.6M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PARATUS FINANCIAL, INC.
CRD
133361
SEC file #
801-63703
EIN
—
DBA names
—

Economics

AUM
$757.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$1.69B → $757.4M▼ -55%
Client mix
Individuals High Net Worth68
Individuals Other19
Pension Profit Sharing Plans1

Operations

Employees (total)
8
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
7 advisors → 7 advisors▬ 0%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
Hourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
paratusfinancial.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CHADWICK, BONNIE, FREE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CHADWICK, BONNIE, FREE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PARATUSFINANCIAL.COM
Rdap Domain Creation Date
2004-01-07T00:04:44Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-07T00:04:44Z
Rdap Domain Last Changed
2025-11-07T07:47:39Z
Rdap Nameservers
Ns12.wixdns.netNs13.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2443077
Trust Company Affiliate
No

People (1)

1
CHADWICK, BONNIE, FREE
IAR · Direct Owner · 87.5%
2443077