SourcingSourcing

ARAX ADVISORY PARTNERS, LLC

C24
CRD 133535·SEC 801-67165·DENVER, CO
AUM
$11.30B
$1B+
Est. Revenue
$113.0M
@ 1% on AUM
Est. EBITDA
$33.9M
@ 30% margin
Est. Deal Value
$271.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARAX ADVISORY PARTNERS, LLC
CRD
133535
SEC file #
801-67165
EIN
—
DBA names
Arax Advisory Partners

Economics

AUM
$11.30B
AUM band
$1B+
AUM trajectory
'20'26
$506.6M → $11.30B▲ +2131%
Client mix
Individuals Other5,109
Individuals High Net Worth1,840
Corporations212
Charitable Organizations106
Pension Profit Sharing Plans35

Operations

Employees (total)
122
Advisory staff (per ADV)
55
Advisory staff (5-yr trend)
'20'26
11 advisors → 55 advisors▲ +400%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
kleinhenzwealth.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ARAX ADVISORY PARTNERS HOLDINGS,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
ARAX ADVISORY PARTNERS HOLDINGS,
Ariyan, Gerald, Haig
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KLEINHENZWEALTH.COM
Rdap Domain Creation Date
2014-10-01T13:10:14Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Pershing7
Charles Schwab6
Fidelity4
E*trade4
Raymond James3
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-10-01T13:10:14Z
Rdap Domain Last Changed
2026-03-01T05:06:17Z
Rdap Nameservers
Ns-1398.awsdns-46.orgNs-1670.awsdns-16.co.ukNs-434.awsdns-54.comNs-588.awsdns-09.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
No

People (53)

53
RIORDAN, MICHAEL, P
IAR · Executive Officer · 2.5%
6013876
Ariyan, Gerald, Haig
Executive Officer · 2.5%
2326282
DURKIN, BRIAN, JOSEPH
Executive Officer · 2.5%
2094689
GALAN, DIEGO, J
Executive Officer · 2.5%
5081979
PATRICK DONALD JOHNSON
IAR
4116846
Brian Douglas Chase
IAR
6581721
PAUL WHITNEY DAVIS
IAR
1312756
Nathan Alan Croyle
IAR
7861471
GERALDINE ANN JANICZEK
IAR
2626182
DANIEL ALBERT NOVEN
IAR
4537156
Dylan Bruce Wheeler
IAR
7831731
Andrew Parker Cormack
IAR
7326893
Daniel Stephen Graeve
IAR
7852378
Jeffrey Shane Sullivan
IAR
8074491
Brandon Young Ho Lorenz
IAR
7278432
WILLIAM EDGAR ALLEN
IAR
5229676
ANN-NOEL Campbell Spencer
IAR
4695595
SCHECHTER, MARC, RODNEY
IAR
5837026
ANJANETTE MONIQUE PHETTEPLACE
IAR
5074559
RYAN THOMAS WALLS
IAR
7013314
KAREN ROSE KLEINHENZ
IAR
4068048
JOHN EDWARD KLEINHENZ
IAR
5106950
BYRON JAMES DYCK
IAR
2535405
Joshua Lee Schechter
IAR
8197012
ALBERT G FLORES
IAR
5175185
Adam William Bippen
IAR
7273097
Gerald A Clas
IAR
6560995
TRISHA KAY KOONTZ
IAR
6885413
Seth William Roggenkamp
IAR
7980465
BRIAN JOHN MACKEY
IAR
7009992
MICHAEL GARRETT OTT
IAR
5131748
PETER JAMES DONOVAN
IAR
4827771
KAYLA RENEE NIEMAN
IAR
4664206
MARK THOMAS NEELY
IAR
1783117
ADAM KENLEY CAMACHO
IAR
5300994
JOHN MILTON MONTGOMERY
IAR
1033543
BRENT STEPHEN SPICUZZA
IAR
4134728
JEREMY FREDERICK FAWCETT
IAR
5917547
JEFFREY WILLARD APPS
IAR
4327629
JOHN ALEX MAURER
IAR
5118729
DAVID ANDREW SIMON
IAR
2453158
DEBORAH KAY EDWARDS
IAR
4756052
JOHN ALEXANDER SCOTT, III
IAR
1506647
TERRY HARLAND HALL
IAR
2567070
KURT THOMAS PROPST
IAR
4621108
PATRICK C. SOUTH
IAR
4585431
PHILIP JOSEPH COOK
IAR
5483497
Kelly Jean Stilts
IAR
8231597
BRODKOWITZ, KENNETH, ROSS
IAR
2632666
SARAH LOUISE GRIES
IAR
229805
ROBERT HOWARD LIPP
IAR
1739309
KRISTIAN DANIEL JAROSZ
IAR
2862072
BERNARD STEVEN KENT
IAR
2665636