SCHAEFFER FINANCIAL LLC

CRD

133697

SEC file #

801-63790

EIN

461684222

DBA names

—

Economics

AUM

$257.7M

AUM band

$100M-$500M

AUM trajectory

'20 · $145.2M

'21 · $166.7M

'22 · $182.0M

'23 · $213.2M

'25 · $223.2M

'26 · $257.7M

'20'26

$145.2M → $257.7M▲ +78%

sec adv history

Client mix

Individuals Other	171
Individuals High Net Worth	76

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 4 advisors

'21 · 4 advisors

'22 · 4 advisors

'23 · 4 advisors

'25 · 5 advisors

'26 · 4 advisors

'20'26

4 advisors → 4 advisors▬ 0%

sec adv history

Primary office

ROCKVILLE MD

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops

Fee basis

% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing

03/02/2026

ADV-W filed at

—

Website

schaefferfinancial.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

SCHAEFFER, KAREN, PATRICIA

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

SCHAEFFER, KAREN, PATRICIA

YARDLEY, KAITLIN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

SCHAEFFERFINANCIAL.COM

Rdap Domain Creation Date

2005-11-09T20:01:49Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001898838

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2022-02-07

Edgar Last Filing Date

2026-04-27

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-27

Accession0001705819-26-000031

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3448

Soi Zip Pct 200k Plus

0.1439

Soi Zip Returns 200k Plus

2,300

Soi Zip Total AGI

1,714,629

Fdic Zip Total Deposits

2,838,315,000

Fdic Zip Branch Count

Fdic Zip Top Banks

SunTrust Bank

Capital One, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

4612 GREAT OAK ROADROCKVILLE, MD 20853

Business

4612 GREAT OAK ROADROCKVILLE, MD 20853

Edgar EIN

461684222

Edgar Recent Filings

13F-HR2026-04-27 · 0001705819-26-000031

13F-HR2026-01-30 · 0001705819-26-000018

Fdic Zip Branches Raw

Citizens Bank of MarylandRockville, MD

Fdic Zip HHI

3780.37

Fdic Zip Top Bank Share Pct

56.09

Fdic Zip Year

2021

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2028-11-09T20:01:49Z

Rdap Domain Last Changed

2019-11-07T16:48:12Z

Rdap Nameservers

Ns65.worldnic.comNs66.worldnic.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	47,613
Returns	4,480

Stub 2

AGI	102,339
Returns	2,760

Stub 3

AGI	116,118
Returns	1,880

Soi Zip Total Business Income

88,361

Soi Zip Total Cap Gains

66,152

Soi Zip Total Dividends

38,639

Soi Zip Total Returns

15,980

Top Owner CRD

705691

Trust Company Affiliate