SourcingSourcing

WATERLOO CAPITAL, L.P.

C35
CRD 133705·SEC 801-63975·AUSTIN, TX
AUM
$2.26B
$1B+
Est. Revenue
$22.6M
@ 1% on AUM
Est. EBITDA
$6.8M
@ 30% margin
Est. Deal Value
$54.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WATERLOO CAPITAL, L.P.
CRD
133705
SEC file #
801-63975
EIN
201788544
DBA names
Waterloo Capital

Economics

AUM
$2.26B
AUM band
$1B+
AUM trajectory
'20'26
$720.9M → $2.26B▲ +214%
Client mix
Individuals Other1,685
Individuals High Net Worth924
Pension Profit Sharing Plans188

Operations

Employees (total)
64
Advisory staff (per ADV)
44
Advisory staff (5-yr trend)
'20'26
19 advisors → 44 advisors▲ +132%
Primary office
AUSTIN TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
elementconsultants.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WATERLOO CAPITAL MANAGEMENT LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
WATERLOO CAPITAL MANAGEMENT LLC
CHATMAS, JOHN, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ELEMENTCONSULTANTS.COM
Rdap Domain Creation Date
2011-09-02T23:05:52Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
IONOS SE

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
83,569
Form 5500 Compensation Trajectory 3y
202583,569
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
83,569
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001730942
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2020-06-01
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001104659-26-059213

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
49
Bc Firm IAR Count
49
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
2700 VIA FORTUNASUITE 100AUSTIN, TX 78746
Business
2700 VIA FORTUNASUITE 100AUSTIN, TX 78746
Edgar EIN
201788544
Edgar Recent Filings
13F-HR2026-05-12 · 0001104659-26-059213
13F-HR2026-02-10 · 0001104659-26-012470
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-02T23:05:52Z
Rdap Domain Last Changed
2025-09-03T07:44:04Z
Rdap Nameservers
Ns1072.ui-dns.bizNs1072.ui-dns.comNs1072.ui-dns.deNs1072.ui-dns.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (52)

52
SIMONEAUX, DONALD, RALPH
IAR · Executive Officer · 2.5%
5144175
CHATMAS, JOHN, THOMAS
IAR · Executive Officer · 2.5%
2208046
ROSE, ADAM, JOSEPH
Executive Officer · 2.5%
7902087
DANIEL CHARLES DEGRAVE
Executive Officer · 2.5%
5204163
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
Megan Diane Gegen
IAR
7598756
Montgomery Phair Fortenbaugh
IAR
6959773
BETTY JEAN ARIAS
IAR
1820304
EARLINE FAY CHAPA
IAR
2237015
JONATHAN G LILES
IAR
8079086
ROBERT JOHN RUSSELL
IAR
5872104
CHRISTOPHER JOHN HERNANDEZ
IAR
5560002
ADAM GIOVANNI D'ACIERNO
IAR
6325618
RAYMOND EARL GOSHERT
IAR
5561367
STEVEN HARRIS LIVITZ
IAR
4316223
Henry Guest Looney
IAR
7583537
SAJAL EMILY MUTTER
IAR
8185983
Grayson Harris Griffin
IAR
7389205
Steven Christian Schultheis
IAR
7409366
WOODWARD, BENNETT, HAMPTON
IAR
4370808
CRYSTAL DAWN REED
IAR
8207409
Ryan Jacob Roark
IAR
7770694
SARAH MCKENZIE NEELEY
IAR
7853249
MARK J MCADAMS
IAR
4511531
William Benton Warrenburg
IAR
7750828
George Stanley Abiassi
IAR
7800080
FRANCES FRAZER MOORE
IAR
1534194
LISA ANN ALLEN
IAR
1198978
ELIZABETH EVETTE MOCK-HERNANDEZ
IAR
4806931
Grace Frazer Hill
IAR
7877448
LORI GANN MORRIS
IAR
2261771
Logan Pearce Moulton
IAR
7158483
Isabella Kathryn Richard
IAR
8038023
Grant Smith
IAR
6487719
BENJAMIN ASHBY FULLER
IAR
4592882
DAVID MICHAEL SABONGHY
IAR
4521976
Michael Scott Yawn
IAR
6824634
ERIC RONALD WYLIE
IAR
2703968
SARA LEIGH SEELY
IAR
4471515
JORDAN N. MEHAL
IAR
7588884
RICHARD LANCE BELLINE
IAR
2432737
Randy Keith Flowers
IAR
6933004
Chad Austin Kennedy
IAR
7140393
ANDREW R JOHNSEN
IAR
6404842
Dax Werner Weindorf
IAR
5461216
STUART W HUCKIN
IAR
5755455
Kasey David Cooper
IAR
7134525
JOSHUA THOMAS TEETERS
IAR
5163536
Robert Patrick Blessing
IAR
7537216
KEITH RONAN NIELSEN
IAR
2814298
JARROD SHANE HIX
IAR
4670220
JAY GREGORY GEHRKE
IAR
4948365