SourcingSourcing

WHARTON BUSINESS GROUP, LLC

C42
CRD 133722·SEC 801-70752·MALVERN, PA
AUM
$4.57B
$1B+
Est. Revenue
$45.7M
@ 1% on AUM
Est. EBITDA
$13.7M
@ 30% margin
Est. Deal Value
$109.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WHARTON BUSINESS GROUP, LLC
CRD
133722
SEC file #
801-70752
EIN
943489948
DBA names
—

Economics

AUM
$4.57B
AUM band
$1B+
AUM trajectory
'20'26
$2.33B → $4.57B▲ +96%
Client mix
Individuals High Net Worth78
Individuals Other22
Charitable Organizations19

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
MALVERN PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
aleragroup.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALERA GROUP INC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
ALERA GROUP INC
WEBSTER, BILLY, JOE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALERAGROUP.COM
Rdap Domain Creation Date
2002-02-02T17:34:20Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
46,980
Form 5500 Compensation Trajectory 3y
202646,980
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
46,980
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001513126
Edgar Registered
Yes
Edgar Filing Count
66
Edgar First Filing Date
2011-02-15
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
64
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0001513126-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Shareholders Service Group1
Edgar Addresses
Mailing
110 N. PHOENIXVILLE PIKESUITE 300MALVERN, PA 19355
Business
110 N. PHOENIXVILLE PIKESUITE 300MALVERN, PA 19355
Edgar EIN
943489948
Edgar Recent Filings
13F-HR2026-05-07 · 0001513126-26-000002
13F-HR2026-02-11 · 0001513126-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-02T17:34:20Z
Rdap Domain Last Changed
2025-01-03T08:08:33Z
Rdap Nameservers
Ns11.constellix.comNs21.constellix.comNs31.constellix.comNs41.constellix.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (4)

4
WEBSTER, BILLY, JOE
IAR · Executive Officer · 2.5%
1942601
MATTHEW SULLIVAN DELANEY
IAR
2446404
MARC ALEXANDER HEMBROUGH
IAR
1284578
SIRHAL, GEOFFREY, COLLAGAN
IAR
5123832