SourcingSourcing

STONEBRIDGE ADVISORS LLC

C33
CRD 134017·SEC 801-63899·WILTON, CT
AUM
$11.83B
$1B+
Est. Revenue
$118.3M
@ 1% on AUM
Est. EBITDA
$35.5M
@ 30% margin
Est. Deal Value
$284.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STONEBRIDGE ADVISORS LLC
CRD
134017
SEC file #
801-63899
EIN
000000000
DBA names
—

Economics

AUM
$11.83B
AUM band
$1B+
AUM trajectory
'20'26
$7.53B → $11.83B▲ +57%
Client mix
Individuals Other210
Individuals High Net Worth11
Pension Profit Sharing Plans11
Charitable Organizations7
Other Investment Advisers5

Operations

Employees (total)
15
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
8 advisors → 9 advisors▲ +13%
Primary office
WILTON CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
linkedin.com/company/stonebridge-advisors-llc(social)

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FIRST TRUST CAPITAL PARTNERS LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
12
Control Persons
FIRST TRUST CAPITAL PARTNERS LLC
STONEBRIDGE ASSET MANAGEMENT,LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:stonebridge.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
177,413
Form 5500 Compensation Trajectory 3y
2025177,413
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
177,413
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001367441
Edgar Registered
Yes
Edgar Filing Count
38
Edgar First Filing Date
2006-06-27
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
32
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0001367441-26-000004
Edgar Former Names
STONEBRIDGE ADVISORS, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab9
Morgan Stanley4
E*trade4
Raymond James2
Wells Fargo1
Edgar Addresses
Mailing
10 WESTPORT ROADSUITE C101WILTON, CT 06897
Business
10 WESTPORT ROADSUITE C101WILTON, CT 06897
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-04-30 · 0001367441-26-000004
13F-HR2026-02-06 · 0001367441-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (14)

14
STONEBRIDGE ASSET MANAGEMENT,LLC
Direct Owner · 37.5%
125155
WEAVER, ERIC, DAVID
IAR · Executive Officer · 2.5%
5638073
WOLF, ROBERT, ALLEN
IAR · Executive Officer · 2.5%
4234911
ADDONIZIO, SAMANTHA
Executive Officer · 2.5%
2855022
BOWEN, JAMES, ALLEN
Executive Officer · 2.5%
1123316
DYKAS, JAMES, MARTIN
Executive Officer · 2.5%
2264809
FLEMING, SCOTT, THOMAS
Executive Officer · 2.5%
1326991
JARDINE, WILLIAM, SCOTT
Executive Officer · 2.5%
2609233
MCGAREL, DAVID, GERARD
Executive Officer · 2.5%
2945880
PRICHARD, CRAIG, STEPHEN
Executive Officer · 2.5%
1631937
GRACI, ANGELO, DOMINICK
Executive Officer · 2.5%
4228662
CONNOR SHEPARD FLEMING
IAR
6440867
MARIE-BELLE MIKUE
IAR
6111787
SHEFKI VINCA
IAR
4995379