SourcingSourcing

VANTAGE INVESTING LLC

C20
CRD 134083·TUCSON, AZ
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VANTAGE INVESTING LLC
CRD
134083
SEC file #
—
EIN
—
DBA names
Vantage Investing Llc

Economics

AUM
—
AUM band
—
AUM trajectory
—
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
—
Primary office
TUCSON AZ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CORNELL, SAMUEL, DOUGLAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CORNELL, SAMUEL, DOUGLAS
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1247
Soi Zip Pct 200k Plus
0.0249
Soi Zip Returns 200k Plus
460
Soi Zip Total AGI
1,013,898
Fdic Zip Total Deposits
46,344,829,000
Fdic Zip Branch Count
420
Fdic Zip Top Banks
Wells Fargo Bank, National Association
National Bank of Arizona

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationTucson, AZ
Bank One, Arizona, National AssociationTucson, AZ
Fdic Zip HHI
854
Fdic Zip Top Bank Share Pct
18.19
Fdic Zip Year
2025
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI80,469
Returns5,940
Stub 2
AGI213,905
Returns5,900
Stub 3
AGI172,360
Returns2,830
Soi Zip Total Business Income
39,946
Soi Zip Total Cap Gains
28,771
Soi Zip Total Dividends
15,231
Soi Zip Total Returns
18,450
Top Owner CRD
1790408

People (1)

1
SAMUEL DOUGLAS CORNELL
Direct Owner · 87.5%
1790408