SourcingSourcing

CATAWBA RIVER CAPITAL

C44
CRD 134217·SEC 801-113237·LAKE WYLIE, SC
AUM
$325.1M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$975K
@ 30% margin
Est. Deal Value
$7.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CATAWBA RIVER CAPITAL
CRD
134217
SEC file #
801-113237
EIN
562204517
DBA names
—

Economics

AUM
$325.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$119.1M → $325.1M▲ +173%
Client mix
Individuals Other139
Individuals High Net Worth118
Corporations8
Pension Profit Sharing Plans6
Charitable Organizations4

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
LAKE WYLIE SC
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/18/2026
ADV-W filed at
—
Website
facebook.com/catawbarivercapital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BOGGS, ROBERT, PAUL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BOGGS, ROBERT, PAUL
LEWIS, DEREK, MARTIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001843303
Edgar Registered
Yes
Edgar Filing Count
30
Edgar First Filing Date
2021-02-02
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
28
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001843303-26-000002
Edgar Former Names
R.P. Boggs & Co.
R.P. Boggs & Co. Wealth Mangement

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3097
Soi Zip Pct 200k Plus
0.0995
Soi Zip Returns 200k Plus
1940
Soi Zip Total AGI
1,898,379
Fdic Zip Total Deposits
9,846,193,000
Fdic Zip Branch Count
212
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Clover Community Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
4100 CHARLOTTE HIGHWAYLAKE WYLIE, SC 29710
Business
4100 CHARLOTTE HIGHWAYLAKE WYLIE, SC 29710
Edgar EIN
562204517
Edgar Recent Filings
13F-HR2026-05-11 · 0001843303-26-000002
13F-HR2026-02-05 · 0001843303-26-000001
Fdic Zip Branches Raw
NationsBank of South Carolina, National AssociationLake Wylie, SC
Bank of YorkYork County, SC
Fdic Zip HHI
1501.32
Fdic Zip Top Bank Share Pct
23.87
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI57,226
Returns4,550
Stub 2
AGI149,751
Returns4,050
Stub 3
AGI174,203
Returns2,810
Soi Zip Total Business Income
46,693
Soi Zip Total Cap Gains
88,750
Soi Zip Total Dividends
30,251
Soi Zip Total Returns
19,500
Top Owner CRD
2681427
Trust Company Affiliate
No

People (6)

6
BOGGS, ROBERT, PAUL
IAR · Direct Owner · 87.5%
2681427
LEWIS, DEREK, MARTIN
IAR · Direct Owner · 7.5%
5701113
Jonathan A Shaw
IAR
7726075
BIGLER, BENJAMIN, ROBERT
IAR
4956131
GODFREY, NICHOLAS, CREER
IAR
5842478
Peyton Bruce
IAR
7620851