SourcingSourcing

FIDUCIARYVEST, LLC

C40
CRD 134351·SEC 801-63958·ATLANTA, GA
AUM
$4.93B
$1B+
Est. Revenue
$49.3M
@ 1% on AUM
Est. EBITDA
$14.8M
@ 30% margin
Est. Deal Value
$118.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIDUCIARYVEST, LLC
CRD
134351
SEC file #
801-63958
EIN
—
DBA names
—

Economics

AUM
$4.93B
AUM band
$1B+
AUM trajectory
'20'26
$15.17B → $4.93B▼ -67%
Client mix
Individuals High Net Worth16
Charitable Organizations12
Pension Profit Sharing Plans5
State Or Municipal Govt4

Operations

Employees (total)
10
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
7 advisors → 9 advisors▲ +29%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
fiduciaryvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SMALL, JASON, PHILIP
Top Owner Pct
87.5
Owner Count
2
Control Persons
SMALL, JASON, PHILIP
KALLIS, MARK, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FIDUCIARYVEST.COM
Rdap Domain Creation Date
2005-01-09T18:05:52Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
13
Form 5500 Total Compensation
120,000
Form 5500 Compensation Trajectory 3y
2025120,000
20240
Form 5500 Plan Count Trajectory 3y
20241
20251
Schedule C Total Compensation
120,000
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
State Street2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-09T18:05:52Z
Rdap Domain Last Changed
2025-12-25T07:59:05Z
Rdap Nameservers
Brianna.ns.cloudflare.comNed.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5958262
Trust Company Affiliate
No

People (2)

2
JASON PHILIP SMALL
Direct Owner · 87.5%
5958262
MARK ANDREW KALLIS
Executive Officer · 2.5%
2762977