SourcingSourcing

ASPETUCK FINANCIAL MANAGEMENT LLC

A75
CRD 134500·SEC 801-125900·WESTPORT, CT
AUM
$178.3M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$535K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASPETUCK FINANCIAL MANAGEMENT LLC
CRD
134500
SEC file #
801-125900
EIN
510537735
DBA names
—

Economics

AUM
$178.3M
AUM band
$100M-$500M
AUM trajectory
'23'26
$122.9M → $178.3M▲ +45%
Client mix
Individuals Other54
Individuals High Net Worth33
Pension Profit Sharing Plans6
Corporations6

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
WESTPORT CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/17/2026
ADV-W filed at
—
Website
facebook.com/aspetuckfinancialmanagement(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BYRNE, PATRICK, TIMOTHY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BYRNE, PATRICK, TIMOTHY
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:aspetuck.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002048608
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-04-23
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0002048608-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
27A IMPERIAL AVEUNIT FRONTWESTPORT, CT 06880
Business
27A IMPERIAL AVEUNIT FRONTWESTPORT, CT 06880
Edgar EIN
510537735
Edgar Recent Filings
13F-HR2026-05-06 · 0002048608-26-000002
13F-HR2026-02-11 · 0002048608-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1277801
Trust Company Affiliate
No

People (1)

1
BYRNE, PATRICK, TIMOTHY
IAR · Direct Owner · 87.5%
1277801