SourcingSourcing

COLE WEALTH MANAGEMENT, LLC

B52
CRD 134509·SEC 801-112658·SCOTTSDALE, AZ
AUM
$181.1M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$543K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COLE WEALTH MANAGEMENT, LLC
CRD
134509
SEC file #
801-112658
EIN
—
DBA names
—

Economics

AUM
$181.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$110.8M → $181.1M▲ +63%
Client mix
Individuals Other231
Individuals High Net Worth49
Pension Profit Sharing Plans1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
colewealthmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE COLE TRUST - MARTIN T. COLE AND
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
THE COLE TRUST - MARTIN T. COLE AND
COLE, MARTIN, TAYLOR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COLEWEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2005-02-08T14:02:39Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-08T14:02:39Z
Rdap Domain Last Changed
2026-02-09T14:47:23Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
COLE, MARTIN, TAYLOR
IAR · Executive Officer · 2.5%
2245650
CHRISTOPHER ANTHONY O'BRIEN
IAR
4428236
PAUL CONRAD MACIAS
IAR
3275689
ROBERT ANTHONY DI CARLO
IAR
5221321