SourcingSourcing

CL WEALTH MANAGEMENT LLC

C34
CRD 134922·SEC 801-72701·SCHAUMBURG, IL
AUM
$733.6M
$500M-$1B
Est. Revenue
$7.3M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CL WEALTH MANAGEMENT LLC
CRD
134922
SEC file #
801-72701
EIN
270673362
DBA names
—

Economics

AUM
$733.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$242.9M → $733.6M▲ +202%
Client mix
Individuals Other1,528
Individuals High Net Worth637
Pension Profit Sharing Plans2
Corporations1

Operations

Employees (total)
42
Advisory staff (per ADV)
39
Advisory staff (5-yr trend)
'20'26
52 advisors → 39 advisors▼ -25%
Primary office
SCHAUMBURG IL
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
leadingedgefinancialgroup.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PKS HOLDING LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
PKS HOLDING LLC
Jordan, Bjorn
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LEADINGEDGEFINANCIALGROUP.COM
Rdap Domain Creation Date
2006-05-20T02:25:41Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
32,062
Form 5500 Compensation Trajectory 3y
202532,062
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
32,062
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001593387
Edgar Registered
Yes
Edgar Filing Count
50
Edgar First Filing Date
2015-03-13
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
30
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001593387-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
42
Bc Firm Active IA Count
42
Bc Firm IAR Count
42
Custodian Candidates
Full
Raymond James8
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
444 N. MICHIGAN AVE, STE 3150CHICAGO, IL 60611
Business
444 N. MICHIGAN AVE, STE 3150CHICAGO, IL 60611
Edgar EIN
270673362
Edgar Recent Filings
13F-HR2026-05-13 · 0001593387-26-000004
13F-HR2026-02-17 · 0001593387-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-05-20T02:25:41Z
Rdap Domain Last Changed
2025-05-20T12:52:34Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (42)

42
LEIBOWITZ, ROGER, FARRELL
IAR · Executive Officer · 2.5%
2536523
Jordan, Bjorn
IAR · Executive Officer · 2.5%
4366435
GAIL LYNN WANGEN
IAR
4844910
MALCOLM ROBERT WARNEFORD-THOMSON
IAR
4802657
WILLIAM ANTHONY BROOKS
IAR
4856808
JAMES SCOTT RANKIN
IAR
1956101
MEREDITH DENISE SIMS
IAR
4788917
MARK ANDREW WIACEK
IAR
2135299
PAUL ALAN KNIER
IAR
2219997
EDGAR A WADE
IAR
2282355
DELL RAYMOND HUGHES
IAR
1804123
SCOTT QUENTIN BRODEEN
IAR
4568420
WILLIAM RAYMOND BESSETTE
IAR
2078999
ANDRE D WILLIAMS
IAR
4493063
JOHN NORMAN DOIRON
IAR
5305305
SHANNON AGNES SHEHORN
IAR
4302650
RON FEINMAN
IAR
2958711
JOHN JOSEPH WYNGAARD
IAR
2651188
MARK EDWARD URBAN
IAR
3238095
DENNIS DALE MESWARD
IAR
2747954
MITCHELL L RAY
IAR
4193174
LAMINDY C BRANDON-JOSEPH
IAR
2591953
RUSSELL PAUL GREEN
IAR
1391627
Thomas Anthony Davis
IAR
6133435
STEVEN HOWARD KRONETHAL
IAR
2184445
DAVID S WINFREY
IAR
5807492
ELANA RACHEL FEIGENBLATT
IAR
4880188
ROBERT CHARLES WADDELL
IAR
4997193
PETER EDWARD BIANCHETTO
IAR
2799192
STUART ALAN EPLEY
IAR
3104478
LOUIS MICHAEL JIMENEZ
IAR
2075370
JOSEPH DWAYNE OLHEISER
IAR
4543537
JOE DENNIS MURRAY
IAR
2180209
CRAIG ALLEN JOHNSON
IAR
1964332
DANIEL EDWARD PELTIER
IAR
2677761
STEPHEN PAVEY MESKAN
IAR
2001506
DAVID ALAN LAKIS
IAR
2847909
ERIC MARTIN RUTH
IAR
2466253
KENNETH SHAWN HYATT
IAR
2651738
CLIFFORD WILLIAM SHIRAH
IAR
2767896
RANDOLPH CIENEGA RODRIGUEZ
IAR
4061386
BRADLEY JOHN DONNER
IAR
1861531