SourcingSourcing

ZIDEL FINANCIAL, INC.

A68
CRD 135047·SEC 801-123333·BRECKENRIDGE, CO
AUM
$159.6M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$479K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ZIDEL FINANCIAL, INC.
CRD
135047
SEC file #
801-123333
EIN
—
DBA names
Zidel Financial Inc.

Economics

AUM
$159.6M
AUM band
$100M-$500M
AUM trajectory
'22'26
$127.4M → $159.6M▲ +25%
Client mix
Individuals Other84
Individuals High Net Worth44
Corporations7

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
2 advisors → 1 advisors▼ -50%
Primary office
BRECKENRIDGE CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
zidelfinancial.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZIDEL, DOUGLAS, IRA
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ZIDEL, DOUGLAS, IRA
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ZIDELFINANCIAL.COM
Rdap Domain Creation Date
2001-04-03T05:07:49Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3046
Soi Zip Pct 200k Plus
0.1424
Soi Zip Returns 200k Plus
860
Soi Zip Total AGI
883,829
Fdic Zip Total Deposits
10,142,517,000
Fdic Zip Branch Count
178
Fdic Zip Top Banks
FirstBank
Alpine Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade5
Fdic Zip Branches Raw
The Bank, National AssociationBreckenridge, CO
The Bank, National AssociationBreckenridge, CO
Fdic Zip HHI
1241.44
Fdic Zip Top Bank Share Pct
25.73
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-04-03T05:07:49Z
Rdap Domain Last Changed
2024-03-21T15:19:31Z
Rdap Nameservers
Ns4.wixdns.netNs5.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI15,723
Returns1,260
Stub 2
AGI52,180
Returns1,360
Stub 3
AGI62,379
Returns1,030
Soi Zip Total Business Income
35,879
Soi Zip Total Cap Gains
100,855
Soi Zip Total Dividends
37,077
Soi Zip Total Returns
6,040
Top Owner CRD
1449410
Trust Company Affiliate
No

People (1)

1
ZIDEL, DOUGLAS, IRA
IAR · Direct Owner · 87.5%
1449410