SourcingSourcing

THE LEGACY FINANCIAL GROUP, INC.

C39
CRD 135059·SEC 801-64293·TULSA, OK
AUM
$590.7M
$500M-$1B
Est. Revenue
$5.9M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE LEGACY FINANCIAL GROUP, INC.
CRD
135059
SEC file #
801-64293
EIN
—
DBA names
—

Economics

AUM
$590.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$266.0M → $590.7M▲ +122%
Client mix
Individuals Other160
Individuals High Net Worth157

Operations

Employees (total)
9
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
8 advisors → 5 advisors▼ -37%
Primary office
TULSA OK
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
legacyadvisor.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KING, KEVIN, KYLE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
KING, KEVIN, KYLE
KILLWORTH STRATEGIC CAPITAL, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LEGACYADVISOR.NET
Rdap Domain Creation Date
2005-02-25T09:09:38Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
34,576
Form 5500 Compensation Trajectory 3y
202534,576
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
34,576
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-25T09:09:38Z
Rdap Domain Last Changed
2026-02-26T18:47:14Z
Rdap Nameservers
Ns15.domaincontrol.comNs16.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4498340
Trust Company Affiliate
No

People (9)

9
KING, KEVIN, KYLE
IAR · Direct Owner · 62.5%
4498340
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
Cooper Stevenson
IAR
7934998
HAYDEN ANDREW HUNT
IAR
8128082
KEEGAN B KING
IAR
7147066
ZACHERY PAUL REARRICK
IAR
7712830
Quentin Lavoy Palmer
IAR
7853579
JAMES BRAY KILLINGSWORTH
IAR
6054998
LYDIA DANIELLE CARNETT
IAR
7429740