SourcingSourcing

EMERALD MUTUAL FUND ADVISERS TRUST

C39
CRD 135130·SEC 801-64204·LEOLA, PA
AUM
$2.09B
$1B+
Est. Revenue
$20.9M
@ 1% on AUM
Est. EBITDA
$6.3M
@ 30% margin
Est. Deal Value
$50.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EMERALD MUTUAL FUND ADVISERS TRUST
CRD
135130
SEC file #
801-64204
EIN
202531403
DBA names
—

Economics

AUM
$2.09B
AUM band
$1B+
AUM trajectory
'20'26
$2.36B → $2.09B▼ -11%
Client mix
Investment Companies3

Operations

Employees (total)
10
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
LEOLA PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
emeraldetfs.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EMERALD ADVISERS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
EMERALD ADVISERS, LLC
MERTZ, KENNETH, GEORGE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EMERALDETFS.COM
Rdap Domain Creation Date
2024-09-09T19:02:49Z
Rdap Firm Age Years
2
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001352895
Edgar Registered
Yes
Edgar Filing Count
89
Edgar First Filing Date
2006-02-13
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
85
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001104659-26-054904

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
16
Bc Firm Active IA Count
25
Bc Firm IAR Count
25
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
3175 OREGON PIKELEOLA, PA 17540
Business
3175 OREGON PIKELEOLA, PA 17540
Edgar EIN
202531403
Edgar Recent Filings
13F-HR2026-05-04 · 0001104659-26-054904
13F-HR2026-02-09 · 0001104659-26-011929
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2034-09-09T19:02:49Z
Rdap Domain Last Changed
2024-09-09T19:02:49Z
Rdap Nameservers
Ns67.domaincontrol.comNs68.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
107496
Trust Company Affiliate
No

People (14)

14
EMERALD ADVISERS, LLC
Direct Owner · 87.5%
107496
MERTZ, KENNETH, GEORGE
Executive Officer · 2.5%
4358855
DANIEL WEBSTER MOYER
Executive Officer · 2.5%
1018789
SEARS, STACEY, LYNN
Executive Officer · 2.5%
2610425
MEEHAN, JAMES, ANDREW
Executive Officer · 2.5%
2221482
Ashley Nicole Eckles
IAR
7708698
KEVIN KRIEG
IAR
5163426
Amy Rusch
IAR
5590219
RENEE ROBIN REKSC
IAR
2648523
KENNETH DALE BOLTON
IAR
1925208
TAYLOR THOMAS LEARY
IAR
5714749
ERIC A HALLIN
IAR
5830621
KELLY STECKLEIN
IAR
4201342
ANDREA LYNN ANASTASIO
IAR
7529668