SourcingSourcing

GSI CAPITAL ADVISORS LLC

B56
CRD 135143·SEC 801-66702·NEWPORT BEACH, CA
AUM
$182.4M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$547K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GSI CAPITAL ADVISORS LLC
CRD
135143
SEC file #
801-66702
EIN
000000000
DBA names
—

Economics

AUM
$182.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$187.9M → $182.4M▼ -3%
Client mix
Investment Companies1
Pension Profit Sharing Plans1
Charitable Organizations1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
NEWPORT BEACH CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/13/2026
ADV-W filed at
—
Website
gsicap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TAZZARA LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
TAZZARA LLC
LEUPOLD, CRAIG, ARTHUR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GSICAP.COM
Rdap Domain Creation Date
2020-08-10T21:24:17Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
131,529
Form 5500 Compensation Trajectory 3y
2025131,529
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
131,529
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001707269
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2017-05-23
Edgar Last Filing Date
2025-06-24
Edgar Form D Count
9
Edgar Form D Offerings
2025-06-242025-06-24 · 0000898432-25-000458
2024-06-242024-06-24 · 0000898432-24-000506

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Bny Mellon2
Edgar Addresses
Mailing
C/O GSICAP-1 LLC23 CORPORATE PLAZA, SUITE 150NEWPORT BEACH, CA 92660
Business
C/O GSICAP-1 LLC23 CORPORATE PLAZA, SUITE 150NEWPORT BEACH, CA 92660
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-06-24 · 0000898432-25-000458
D/A2024-06-24 · 0000898432-24-000506
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-10T21:24:17Z
Rdap Domain Last Changed
2025-07-27T00:43:00Z
Rdap Nameservers
Bjorn.ns.cloudflare.comMaya.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Trust Company Affiliate
No

People (4)

4
CRAIG ARTHUR LEUPOLD
Executive Officer · 2.5%
2487095
NICHOLAS DONALD TANNURA
Executive Officer · 2.5%
2103134
JULIA SPIKER PENCE
Executive Officer · 2.5%
5903146
STEIN, MICHAEL
IAR
2089106