SourcingSourcing

ALLEN CAPITAL MANAGEMENT, LLC

C44
CRD 135147·SEC 801-67018·VANCOUVER, WA
AUM
$200.0M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$600K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALLEN CAPITAL MANAGEMENT, LLC
CRD
135147
SEC file #
801-67018
EIN
453031454
DBA names
—

Economics

AUM
$200.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$107.1M → $200.0M▲ +87%
Client mix
Individuals Other60
Individuals High Net Worth49

Operations

Employees (total)
9
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
VANCOUVER WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
02/03/2026
ADV-W filed at
—
Website
allencapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLEN TRUST COMPANY
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
ALLEN TRUST COMPANY
ALLEN, STUART, BRADLEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALLENCAPITAL.COM
Rdap Domain Creation Date
1998-09-26T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001533196
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2011-10-24
Edgar Last Filing Date
2014-12-04
Edgar Form D Count
4
Edgar Form D Offerings
2014-12-042014-12-04 · 0001533196-14-000001
2013-12-062013-12-06 · 0001533196-13-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
201 SPEAR STREETSUITE 1100SAN FRANCISCO, CA 94105
Business
201 SPEAR STREETSUITE 1100SAN FRANCISCO, CA 94105
Edgar EIN
453031454
Edgar Recent Filings
D/A2014-12-04 · 0001533196-14-000001
D/A2013-12-06 · 0001533196-13-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-25T04:00:00Z
Rdap Domain Last Changed
2025-08-27T18:21:38Z
Rdap Nameservers
Ns1.hover.comNs2.hover.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (2)

2
ALLEN, STUART, BRADLEY
IAR · Executive Officer · 2.5%
3014735
Akili Luvu Kelekele
IAR
7776872