SourcingSourcing

ASSET MANAGEMENT STRATEGIES, INC.

B64
CRD 135173·SEC 801-108628·INDIANAPOLIS, IN
AUM
$220.2M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$661K
@ 30% margin
Est. Deal Value
$5.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASSET MANAGEMENT STRATEGIES, INC.
CRD
135173
SEC file #
801-108628
EIN
—
DBA names
—

Economics

AUM
$220.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$150.8M → $220.2M▲ +46%
Client mix
Individuals Other2,110

Operations

Employees (total)
8
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
9 advisors → 8 advisors▼ -11%
Primary office
INDIANAPOLIS IN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
amsria.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FIORILLO, ANTHONY, PATRICK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
FIORILLO, ANTHONY, PATRICK
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AMSRIA.COM
Rdap Domain Creation Date
2005-04-11T12:48:47Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-11T12:48:47Z
Rdap Domain Last Changed
2025-04-12T12:42:57Z
Rdap Nameservers
Coen.ns.cloudflare.comRaphaela.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1648219
Trust Company Affiliate
No

People (8)

8
FIORILLO, ANTHONY, PATRICK
IAR · Direct Owner · 87.5%
1648219
MATTHEW JOSEPH LUX
IAR
5063521
Andrea M Gasaway
IAR
7634903
JOYCE ANN SMITH
IAR
5577000
JASON RYAN GREGORY
IAR
5400474
Loyd Alan Timmons
IAR
5310468
JEFFREY ALAN GASAWAY
IAR
5257740
YADIRA SALINAS GARCIA
IAR
4286406