ANCHOR INVESTMENT MANAGEMENT, LLC

CRD

135296

SEC file #

801-64338

EIN

571109708

DBA names

Anchor Investment Management

Economics

AUM

$1.52B

AUM band

$1B+

AUM trajectory

'20 · $491.0M

'21 · $661.2M

'22 · $906.3M

'23 · $1.09B

'25 · $1.36B

'26 · $1.52B

'20'26

$491.0M → $1.52B▲ +209%

sec adv history

Client mix

Individuals Other	524
Individuals High Net Worth	239
Pension Profit Sharing Plans	16
Corporations	16
Charitable Organizations	15

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 6 advisors

'21 · 7 advisors

'22 · 9 advisors

'23 · 10 advisors

'25 · 10 advisors

'26 · 10 advisors

'20'26

6 advisors → 10 advisors▲ +67%

sec adv history

Primary office

COLUMBIA SC

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsOther Advisory Services

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/19/2026

linkedin.com/company/anchor-investment-management-llc(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

DORN, W, PATRICK

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

DORN, W, PATRICK

MOORMAN, JOHN, HESLEP

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:anchor.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

35,119

Form 5500 Compensation Trajectory 3y

2025

35,119

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

35,119

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001634149

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-01-02

Edgar Last Filing Date

2026-05-01

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-01

Accession0001634149-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.283

Soi Zip Pct 200k Plus

0.129

Soi Zip Returns 200k Plus

1,340

Soi Zip Total AGI

1,158,142

Fdic Zip Total Deposits

9,412,335,000

Fdic Zip Branch Count

249

Fdic Zip Top Banks

Bank of America, National Association

TD Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

3205 DEVINE STREETCOLUMBIA, SC 29205

Business

3205 DEVINE STREETCOLUMBIA, SC 29205

Edgar EIN

571109708

Edgar Recent Filings

13F-HR2026-05-01 · 0001634149-26-000002

13F-HR2026-02-26 · 0001634149-26-000001

Fdic Zip Branches Raw

NationsBank of South Carolina, National AssociationColumbia, SC

Fdic Zip HHI

958

Fdic Zip Top Bank Share Pct

18.66

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	35,441
Returns	2,830

Stub 2

AGI	87,353
Returns	2,380

Stub 3

AGI	86,397
Returns	1,410

Soi Zip Total Business Income

39,711

Soi Zip Total Cap Gains

79,580

Soi Zip Total Dividends

36,522

Soi Zip Total Returns

10,390

Top Owner CRD

4952860

Trust Company Affiliate