SourcingSourcing

WARNER FINANCIAL, INC

C42
CRD 135303·SEC 801-64223·BETHESDA, MD
AUM
$851.8M
$500M-$1B
Est. Revenue
$8.5M
@ 1% on AUM
Est. EBITDA
$2.6M
@ 30% margin
Est. Deal Value
$20.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WARNER FINANCIAL, INC
CRD
135303
SEC file #
801-64223
EIN
202676231
DBA names
—

Economics

AUM
$851.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$361.4M → $851.8M▲ +136%
Client mix
Individuals High Net Worth174
Individuals Other82

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
BETHESDA MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/09/2026
ADV-W filed at
—
Website
warner-financial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WARNER, BARBARA, ANNE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WARNER, BARBARA, ANNE
WARNER, CHRISTOPHER, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WARNER-FINANCIAL.COM
Rdap Domain Creation Date
2005-04-18T16:07:11Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
50,000
Form 5500 Compensation Trajectory 3y
202550,000
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
50,000
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001927175
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2022-05-05
Edgar Last Filing Date
2026-04-08
Edgar 13f Count
19
Edgar 13f Latest AUM Estimate
Filing Date2026-04-08
Accession0001951757-26-000546

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4550 MONTGOMERY AVESUITE 352 NORTHBETHESDA, MD 20814
Business
4550 MONTGOMERY AVESUITE 352 NORTHBETHESDA, MD 20814
Edgar EIN
202676231
Edgar Recent Filings
13F-HR2026-04-08 · 0001951757-26-000546
13F-HR2026-01-21 · 0001927175-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-18T16:07:11Z
Rdap Domain Last Changed
2024-02-18T06:54:52Z
Rdap Nameservers
Ns87.worldnic.comNs88.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1129399
Trust Company Affiliate
No

People (5)

5
WARNER, BARBARA, ANNE
IAR · Direct Owner · 62.5%
1129399
WARNER, CHRISTOPHER, MICHAEL
IAR · Direct Owner · 62.5%
5433126
DAVID STEPHEN WARNER
IAR
4433138
Kevin Scott Jarcho
IAR
7443748
PAUL, GAGE, COBEY
IAR
6564812