SourcingSourcing

COVEY & COVEY

C18
CRD 135454·ENCINITAS, CA
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COVEY & COVEY
CRD
135454
SEC file #
—
EIN
—
DBA names
Covey & CoveyCovey, Kathleen Ann

Economics

AUM
—
AUM band
—
AUM trajectory
—
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
—
Primary office
ENCINITAS CA
Branches
Count2

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
—
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COVEY, KATHLEEN, ANN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
COVEY, KATHLEEN, ANN
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (6)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Top Owner CRD
874975

People (3)

3
COVEY, KATHLEEN, ANN
IAR · Direct Owner · 87.5%
874975
BIEHLER, EMILY, KATHLEEN
IAR
5717892
ROSE, NICHOLAS, MARTIN
IAR
6416015