SourcingSourcing

VAN DER NOORD FINANCIAL ADVISORS, INC.

A65
CRD 135556·SEC 801-120664·GREER, SC
AUM
$152.0M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$456K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VAN DER NOORD FINANCIAL ADVISORS, INC.
CRD
135556
SEC file #
801-120664
EIN
821510762
DBA names
—

Economics

AUM
$152.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$126.9M → $152.0M▲ +20%
Client mix
Individuals Other68
Individuals High Net Worth58

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
GREER SC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/14/2026
ADV-W filed at
—
Website
vandernoordfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VANDERNOORD, RICHARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
VANDERNOORD, RICHARD
GERDT, DAVID, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VANDERNOORDFINANCIAL.COM
Rdap Domain Creation Date
1999-12-20T16:43:37Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001713236
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2017-10-12
Edgar Last Filing Date
2020-06-15
Edgar Form D Count
9
Edgar Form D Offerings
2020-06-152020-06-15 · 0001713236-20-000001
2019-10-242019-10-24 · 0001713236-19-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3059
Soi Zip Pct 200k Plus
0.1041
Soi Zip Returns 200k Plus
1960
Soi Zip Total AGI
1,877,008
Fdic Zip Total Deposits
19,406,405,000
Fdic Zip Branch Count
412
Fdic Zip Top Banks
Bank of America, National Association
Branch Banking and Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1800 VALLEY VIEW LANESUITE 400FARMERS BRANCH, TX 75234
Business
1800 VALLEY VIEW LANESUITE 400FARMERS BRANCH, TX 75234
Edgar EIN
821510762
Edgar Recent Filings
D/A2020-06-15 · 0001713236-20-000001
D/A2019-10-24 · 0001713236-19-000003
Fdic Zip Branches Raw
NationsBank of South Carolina, National AssociationGreer, SC
NationsBank of South Carolina, National AssociationGreer, SC
Fdic Zip HHI
786.17
Fdic Zip Top Bank Share Pct
13.81
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-12-20T16:43:37Z
Rdap Domain Last Changed
2023-10-21T06:06:46Z
Rdap Nameservers
Ns7.worldnic.comNs8.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI54,506
Returns4,570
Stub 2
AGI143,275
Returns3,860
Stub 3
AGI166,342
Returns2,700
Soi Zip Total Business Income
63,562
Soi Zip Total Cap Gains
105,268
Soi Zip Total Dividends
44,304
Soi Zip Total Returns
18,830
Top Owner CRD
1678571
Trust Company Affiliate
No

People (2)

2
VANDERNOORD, RICHARD
IAR · Direct Owner · 87.5%
1678571
GERDT, DAVID, THOMAS
IAR · Direct Owner · 17.5%
5927975