SourcingSourcing

HARDING FINANCIAL GROUP, LLC

C47
CRD 135731·SEC 801-131870·WESTERVILLE, OH
AUM
$160.2M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$481K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARDING FINANCIAL GROUP, LLC
CRD
135731
SEC file #
801-131870
EIN
—
DBA names
Harding Financial Group

Economics

AUM
$160.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$135.6M → $160.2M▲ +18%
Client mix
Individuals Other49
Individuals High Net Worth44
Corporations4

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
WESTERVILLE OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/18/2026
ADV-W filed at
—
Website
linkedin.com/company/harding-financial-group(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HARDING, MICHAEL, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HARDING, MICHAEL, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:harding.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4171553
Trust Company Affiliate
No

People (3)

3
HARDING, MICHAEL, ROBERT
IAR · Direct Owner · 87.5%
4171553
Bennett James Steinfurth
IAR
8135180
Michael William Holly
IAR
6981734