SourcingSourcing

LIBERTY ASSET MANAGEMENT, INC.

B53
CRD 135791·SEC 801-125862·WOODRIDGE, IL
AUM
$172.7M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$518K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LIBERTY ASSET MANAGEMENT, INC.
CRD
135791
SEC file #
801-125862
EIN
—
DBA names
—

Economics

AUM
$172.7M
AUM band
$100M-$500M
AUM trajectory
'23'26
$108.1M → $172.7M▲ +60%
Client mix
Individuals Other204
Individuals High Net Worth39

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
3 advisors → 3 advisors▬ 0%
Primary office
WOODRIDGE IL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
01/29/2026
ADV-W filed at
—
Website
facebook.com/libertyassetmanagement(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MOSTELLER, JAMES, ARTHUR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MOSTELLER, JAMES, ARTHUR
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:libertyasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3104
Soi Zip Pct 200k Plus
0.0974
Soi Zip Returns 200k Plus
1,660
Soi Zip Total AGI
1,560,701
Fdic Zip Total Deposits
20,536,009,000
Fdic Zip Branch Count
243
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Jpmorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Fidelity5
E*trade4
Fdic Zip Branches Raw
Edgewood BankWoodridge, IL
Bank of HinsdaleWoodridge, IL
Fdic Zip HHI
1702.11
Fdic Zip Top Bank Share Pct
36.91
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI49,885
Returns4,140
Stub 2
AGI126,035
Returns3,380
Stub 3
AGI151,026
Returns2,450
Soi Zip Total Business Income
35,195
Soi Zip Total Cap Gains
36,557
Soi Zip Total Dividends
26,543
Soi Zip Total Returns
17,040
Top Owner CRD
2127099
Trust Company Affiliate
No

People (3)

3
MOSTELLER, JAMES, ARTHUR
IAR · Direct Owner · 87.5%
2127099
RICHARD KEITH HOLMBERG
IAR
5087195
LOREN KEITH WILLIAMS
IAR
2855308