SourcingSourcing

ARISTEIA CAPITAL, LLC

C26
CRD 135986·SEC 801-64502·GREENWICH, CT
AUM
$13.73B
$1B+
Est. Revenue
$137.3M
@ 1% on AUM
Est. EBITDA
$41.2M
@ 30% margin
Est. Deal Value
$329.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARISTEIA CAPITAL, LLC
CRD
135986
SEC file #
801-64502
EIN
133953132
DBA names
—

Economics

AUM
$13.73B
AUM band
$1B+
AUM trajectory
'20'26
$5.22B → $13.73B▲ +163%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
65
Advisory staff (per ADV)
24
Advisory staff (5-yr trend)
'20'26
16 advisors → 24 advisors▲ +50%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
aristeiacapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ARISTEIA HOLDINGS, L.P.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
ARISTEIA HOLDINGS, L.P.
DAVID, ANDREW, BENJAMIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ARISTEIACAPITAL.COM
Rdap Domain Creation Date
1997-09-04T04:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
91
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001080171
Edgar Registered
Yes
Edgar Filing Count
527
Edgar First Filing Date
1999-05-12
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
114
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001080171-26-000004
Edgar Former Names
ARISTEIA CAPITAL LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs26
Jpmorgan12
State Street8
Morgan Stanley8
E*trade4
Edgar Addresses
Mailing
ONE GREENWICH PLAZASUITE 300GREENWICH, CT 06830
Business
ONE GREENWICH PLAZASUITE 300GREENWICH, CT 06830
Edgar EIN
133953132
Edgar Recent Filings
13F-HR2026-05-15 · 0001080171-26-000004
SCHEDULE 13G/A2026-05-14 · 0001172661-26-001888
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-03T04:00:00Z
Rdap Domain Last Changed
2022-07-05T09:17:04Z
Rdap Nameservers
Ns1.rfasource.comNs2.rfanyc.comNs3.rfanyc.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (4)

4
DAVID, ANDREW, BENJAMIN
Executive Officer · 2.5%
5039105
FRASCELLA, ANTHONY, MICHAEL
Executive Officer · 2.5%
2157009
LYNCH, ROBERT, HENRY
Executive Officer · 2.5%
1851336
TECHAR, WILLIAM, ROBERT
Executive Officer · 2.5%
4990476